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26 Nov 2009, 4:30 am by Keith L. Miller
Kiley, both Minnesota residents, allegedly operated a foreign currency investment scam through their four main entities: UBS Diversified Growth LLC, Universal Brokerage FX Management LLC, Oxford Global Advisors LLC, and Oxford Global Partners LLC. [read post]
16 Sep 2010, 2:00 am by Duncan
Dormer, Hyman, Phelps & McNamara, P.C., United States Atsushi Hakoda, Nakamura & Partners, Japan Juany Huang, Panawell and Partners LLC, China Reuben E. [read post]
24 Mar 2011, 10:12 am by FDABlog HPM
Dormer, Hyman, Phelps & McNamara, P.C., United StatesAtsushi Hakoda, Nakamura & Partners, JapanJuany Huang, Panawell and Partners LLC, ChinaReuben E. [read post]
14 Dec 2009, 5:14 am
(IP Spotlight) (Maryland IP Law Blog) (The 271 Patent Blog) (Director's Forum) (Filewrapper) (Managing IP) (IP Watch) (IPblog) (Innovation Partners) (Greenpatentblog.com) Peer to patent Australia: Launch of ground breaking patent project (IP: KCE) (ipwars) (Spicy IP) (IPKat) British government clowning around with patents – but noone’s laughing - ‘New 10% tax on income from patents to boost science development’ (IPKat) (IAM)   Global… [read post]
4 Apr 2008, 1:00 am
, (Ars Technica), (Patent Prospector), (Washington State Patent Law Blog), (IP Law Observer), (PLI), (PLI), (IP Updates), (Patent Docs), (Peter Zura’s 271 Patent Blog), (The Invent Blog), (IP Spotlight), (Just a Patent Examiner), (Techdirt), (Patent Baristas), (IPBiz), (IPBiz), (Patently-O), (IAM), (IP ThinkTank), (Against Monopoly), (Against Monopoly), (IP Law360), (Hal Wegner), (Ladas & Parry), Global Global - General Virtual monopoly – four… [read post]
25 Apr 2019, 11:59 am by Silver Law Group
According to FINRA Disciplinary actions for April 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Acca, Lisa   Arive Capital Markets   Global Arena Capital Corp   Boggs, Marcus   Merrill Lynch, Pierce, Fenner & Smith Inc   Bank of America… [read post]
7 Nov 2008, 3:57 am
You can separately subscribe to the IP Thinktank Global week in Review at the Subscribe page: [duncanbucknell.com]   Highlights this week included: What will the Obama Presidency mean for intellectual property in the US and internationally? [read post]
15 Mar 2008, 7:00 am
: (Spicy IP),‘The Good, the Bad and the Ugly II’ – Business, public interest forces and the role of IP: (IP finance),Interview with Debra Harry, Indigenous People’s Council on Biocolonialism: (Intellectual Property Watch),WIPO Committee on Development and IP wraps up inaugural meeting: (WIPO),Five IP policy questions for WIPO DG Candidates: (Intellectual Property Watch),IP strategy for R&D: keep records like Thomas Edison: (Lightbulb),New kid on the… [read post]
2 May 2012, 12:51 pm by McNabb Associates, P.C.
According to the indictment, Vishnevetsky offered and sold investments, including commodities and promissory notes, primarily through Hodges Trading, LLC, and Oxford Capital, LLC, which purported to be in the business of providing brokerage/management services to investors and of managing commodities funds, including the Oxford Global Macro Fund, the Oxford Global Arbitrage Fund, and the Quantum Global Fund, which existed in… [read post]
2 May 2012, 12:51 pm by McNabb Associates, P.C.
According to the indictment, Vishnevetsky offered and sold investments, including commodities and promissory notes, primarily through Hodges Trading, LLC, and Oxford Capital, LLC, which purported to be in the business of providing brokerage/management services to investors and of managing commodities funds, including the Oxford Global Macro Fund, the Oxford Global Arbitrage Fund, and the Quantum Global Fund, which existed in… [read post]
10 Jan 2012, 3:36 pm
He also is accused of stealing $7M from Global Advisors LLC, which he owns. [read post]
2 Jun 2016, 5:23 am by Mary Jane Wilmoth
Kiley, UBS Diversified Growth, LLC, Universal Brokerage FX Management, LLC, Oxford Global Advisors, LLC, and Oxford Global Partners, LLCCase number: 09-cv-03333 (United States District Court for the District of Minnesota)Case filed: November 23, 2009Qualifying Judgment/Order: January 12, 2016 3/31/2016 6/29/2016 2016-41 In the Matter of PTC Inc.Administrative Proceeding File No.: 3-17118Case filed: February 16, 2016Qualifying… [read post]
22 Jun 2011, 6:07 pm
BELOW THE FOLD IS TEXT VERSION OF DATABASE OF DEBT COLLECTORS __________________________________________________________________________________ 1ST CREDIT OF AMERICA LLC 300 N ELIZABETH ST STE 220-B CHICAGO, IL 60607 6464 INVESTMENTS LLC 1625 S IRIS WY LAKEWOOD, CO 80232-6347 A COMPLETE FINANCIAL INC 2016 OGDEN ST DENVER, CO 80205 AAA COLLECTORS INC DBA TRIPLE CHECK INC 2950 N ACADEMY BLVD UNIT 201 COLORADO SPRINGS, CO 80917 Aargon Agency Inc 3160 S… [read post]
22 Jun 2011, 6:07 pm
BELOW THE FOLD IS TEXT VERSION OF DATABASE OF DEBT COLLECTORS __________________________________________________________________________________ 1ST CREDIT OF AMERICA LLC 300 N ELIZABETH ST STE 220-B CHICAGO, IL 60607 6464 INVESTMENTS LLC 1625 S IRIS WY LAKEWOOD, CO 80232-6347 A COMPLETE FINANCIAL INC 2016 OGDEN ST DENVER, CO 80205 AAA COLLECTORS INC DBA TRIPLE CHECK INC 2950 N ACADEMY BLVD UNIT 201 COLORADO SPRINGS, CO 80917 Aargon Agency Inc 3160 S… [read post]
12 Aug 2008, 2:00 pm
Brokerage - Residential 3 stuart adler ASG Real Estate/MB Housing Broker 3 Acheson Doyle Partne Acheson Doyle Partners Architecture 3 scott wechsler WeMac Ventures LLC Development - Brokers 3 robb pair harlem lofts Inc RE investor 3 David Atlas Homebuyers Brokerage - Residential 2 Jon-Bentley Wiggins Kamenitzer Real Estate Group Commercial Broker 3 Regina Wierbowski Regina Wierbowski Real Estate Broker 3 Lynn Tesser Pridential Douglas… [read post]
15 Jun 2010, 7:16 pm by Russell Beck
Nov. 18, 2004) (noting that a memory of nonconfidential customer information does not violate any recognized duty); Oxford Global Res., Inc. v. [read post]
13 May 2011, 4:03 pm by Douglas Reiser
  Chris Cheatham is managing partner of Cheatham Consulting, LLC, providing consulting and dispute resolution services related to construction, surety, and green building projects. [read post]
16 Feb 2007, 5:32 am
" I wish to focus not on the trivial formalities of the organizational form (partnership or LLC or otherwise) but on what Laura nicely calls the "partnership ethos. [read post]
14 Sep 2018, 6:12 am
Hopt (Max Planck Institute), on Tuesday, September 11, 2018 Tags: Bank boards, Banks, Boards of Directors, Financial crisis, Financial institutions, Financial regulation, Systemic risk Engaging with Rakhi Kumar of State Street Global Advisors Posted by Andrew Letts, CamberView Partners, on Tuesday, September 11, 2018 Tags: Boards of Directors, Engagement, Environmental disclosure, ESG, Institutional… [read post]
31 Oct 2023, 8:41 am by centerforartlaw
Privacy Concerns in Archival Records, Margot Note Consulting LLC (Nov. 15, 2021). [read post]